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AP® Calculus AB · Unit 5 · Topic 5.7

Using the Second Derivative Test to Determine Extrema: Revision Notes (Calculus AB 5.7)

One-page recap of the second derivative test: the three cases, when it cannot be used, how to justify a conclusion and when a relative extremum is also absolute.

Short on time? This page is the recap. For explanations, figures and worked examples, use the full study guide. This topic is shared by Calculus AB and Calculus BC.

Recap

  • At a critical point with f′(c) = 0, the tangent is horizontal. The concavity at c decides the type of point.
  • Concave up (f″(c) > 0): the curve is a cup above its tangent, so a relative minimum.
  • Concave down (f″(c) < 0): the curve is a cap below its tangent, so a relative maximum.
  • The test is a shortcut to the first derivative test: f″(c) > 0 means f′ is increasing through 0, so f′ changes from negative to positive.
  • One-critical-point rule: if f is continuous on an interval with exactly one critical point c there, and c is a relative minimum (maximum), then f(c) is the absolute minimum (maximum) on that interval.

Key relationships

Situation at x = c Conclusion
f′(c) = 0, f″(c) > 0 relative minimum
f′(c) = 0, f″(c) < 0 relative maximum
f′(c) = 0, f″(c) = 0 inconclusive: use the first derivative test
f′(c) does not exist test does not apply: use the first derivative test
only one critical point on the interval, and it is a relative extremum it is also the absolute extremum on that interval

Model justification: “f has a relative minimum at x = 4 because f′(4) = 0 and f″(4) > 0.”

Assumptions behind the method

  • f′(c) = 0 (not merely “c is a critical point”).
  • f″(c) exists and you know its sign.
  • For the one-critical-point rule: f is continuous on a single interval and has no other critical point in it.

Mistakes to avoid

  1. Swapping the cases. Positive f″ gives a minimum, not a maximum.
  2. Reading f″(c) = 0 as “no extremum” or as “point of inflection”. It means “no conclusion”.
  3. Leaving out f′(c) = 0 from the justification.
  4. Using the test at a cusp or corner, where f′(c) does not exist.
  5. Calling a relative extremum absolute when the interval has other critical points.
  6. Giving the x-value when the question asks for the value of f, or the reverse.

Quick self-check

  1. Let h(x) = x³ − 6x² + 2. Classify the critical points with the second derivative test. (h′ = 3x(x − 4). h″ = 6x − 12. h″(0) = −12, so relative maximum at x = 0 (h = 2). h″(4) = 12, so relative minimum at x = 4 (h = −30).)
  2. f′(2) = 0 and f″(2) = 0. What can you conclude? (Nothing yet. Check the sign of f′ on each side of x = 2.)
  3. Does k(x) = x⁴ + 2 have an extremum at x = 0, even though k″(0) = 0? (Yes. k′ = 4x³ changes from negative to positive, so there is a relative minimum, k(0) = 2.)

Next: practice questions.

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